RIA in a Box® provides the leading compliance solution for investment advisers. They seek to put the client first by delivering innovative software and expert advice. Established in 2005, they have helped over 3,000 investment advisers start an RIA firm and also provide ongoing monthly compliance assistance to over 1,500 SEC and state-registered RIA firms across the country. Their investment adviser compliance programs pair their MyRIACompliance^TM online software platform with compliance consulting expertise provided by their team of former regulators. Beyond RIA registration and compliance services, they often assist investment advisers with broader business decisions such as custodian and technology selection and many other considerations related to being an independent investment adviser.

RIA in a Box integrates with Orion to pull key Representative and Household level data to to ensure that an RIA firm is registered or notice filed in the proper jurisdictions and that the currently filed Form ADV information is accurate.